GW FINANCIAL

Legal name: GW FINANCIAL, INC.

CRD 110478File 801-18321

APPROVED

Retail clients

Filing as of Apr 1, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$133.8M

Bottom 25% of cohort (national)

Discretionary AUM

$117.4M

Non-discretionary $16.4M

Clients

266 accounts

Employees

Bottom 25% of cohort in NV

Identity & registration

ADV Item 1

Organization form: Corporation
Firm type: Registered
SEC region: LARO
Registration date: Jan 28, 1983
Principal office: 5470 KIETZKE LANE, SUITE 300, RENO, NV, 89511
Phone: 714-850-0534
Website: HTTP://WWW.PLANRETIRE.COM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $133.8M
Discretionary AUM: $117.4M
Non-discretionary AUM: $16.4M
Discretionary accounts: 253
Non-discretionary accounts: 13
Total accounts: 266
AUM per client: $1.4M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	Fewer than 5	$258K
Charitable organizations	Fewer than 5	$2.1M
High net worth individuals	52	$115.2M
Individuals (other than high net worth individuals)	41	$12.9M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Hourly charges
A percentage of assets under your management

Advisory activities

Other advisory activities
Financial planning services
Selection of other advisers
Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.