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S&A FINANCIAL SERVICES, INC.
CRD 110471File 801-57170
APPROVED
Retail clients
Custody
Filing as of Aug 14, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$392.3M
Below cohort median (national)
Discretionary AUM
$361.1M
Non-discretionary $31.2M
Clients
1,183
1,884 accounts
Employees
7
Below cohort median in KS
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- DRO
- Registration date
- Feb 10, 2000
- Principal office
- 8655 COLLEGE BLVD., SUITE 100, OVERLAND PARK, KS, 66210-1835
- Phone
- 913-362-2712
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $392.3M
- Discretionary AUM
- $361.1M
- Non-discretionary AUM
- $31.2M
- Discretionary accounts
- 1,870
- Non-discretionary accounts
- 14
- Total accounts
- 1,884
- AUM per client
- $332K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 9 | $11.7M |
| High net worth individuals | 84 | $163.3M |
| Pension and profit sharing plans | 14 | $31.2M |
| Individuals (other than high net worth individuals) | 1,076 | $186.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 8 | 7 | decreased by1 |
| Apr 1, 2026 | Clients | 1,448 | 1,183 | decreased by265 |
| Apr 1, 2026 | AUM | $321,680,770 | $392,271,325 | increased by$70,590,555 |
| Apr 1, 2026 | Accounts | 1,448 | 1,884 | increased by436 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 9 | 8 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Custody | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 942 | 1,448 | increased by506 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $293,504,029 | $321,680,770 | increased by$28,176,741 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,495 | 1,448 | decreased by47 |
| Apr 1, 2022 | Employees | 5 | 9 | increased by4 |
| Apr 1, 2022 | Clients | 617 | 942 | increased by325 |
| Apr 1, 2022 | AUM | $252,561,175 | $293,504,029 | increased by$40,942,854 |
| Apr 1, 2022 | Accounts | 1,382 | 1,495 | increased by113 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “FINANCIAL SERVICES” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“FINANCIAL SERVICES” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.