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S&A FINANCIAL SERVICES, INC.
CRD 110471File 801-57170
APPROVED
Retail clients
Custody
Filing as of Aug 14, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$392.3M
Below cohort median (national)
Discretionary AUM
$361.1M
Non-discretionary $31.2M
Clients
1,183
1,884 accounts
Employees
7
Below cohort median in KS
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- DRO
- Registration date
- Feb 10, 2000
- Principal office
- 8655 COLLEGE BLVD., SUITE 100, OVERLAND PARK, KS, 66210-1835
- Phone
- 913-362-2712
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $392.3M
- Discretionary AUM
- $361.1M
- Non-discretionary AUM
- $31.2M
- Discretionary accounts
- 1,870
- Non-discretionary accounts
- 14
- Total accounts
- 1,884
- AUM per client
- $332K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 9 | $11.7M |
| High net worth individuals | 84 | $163.3M |
| Pension and profit sharing plans | 14 | $31.2M |
| Individuals (other than high net worth individuals) | 1,076 | $186.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.