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GAM USA INC.
CRD 110458File 801-35671
APPROVED
Custody
Disclosure events
Filing as of Aug 4, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.47B
Above cohort median (national)
Discretionary AUM
$1.47B
Clients
11
11 accounts
Employees
14
Above cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Dec 11, 1989
- Principal office
- 600 FIFTH AVENUE, SUITE 200, NEW YORK, NY, 10020
- Phone
- 212-407-4600
- Website
- HTTPS://WWW.GAM.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.47B
- Discretionary AUM
- $1.47B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 11
- Non-discretionary accounts
- 0
- Total accounts
- 11
- AUM per client
- $134.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $82.6M |
| Insurance companies | Fewer than 5 | $265.6M |
| Pooled investment vehicles | 5 | $547.3M |
| Pension and profit sharing plans | Fewer than 5 | $578.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11E2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 1, 2026 | AUM | $1,547,157,091 | $1,474,378,061 | decreased by$72,779,030 |
| Apr 1, 2026 | Employees | 11 | 14 | increased by3 |
| Apr 1, 2026 | Clients | 8 | 11 | increased by3 |
| Apr 1, 2026 | AUM | $1,148,242,839 | $1,547,157,091 | increased by$398,914,252 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 18 | 11 | decreased by7 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 4 | 8 | increased by4 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $2,010,043,854 | $1,148,242,839 | decreased by$861,801,015 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 17 | 11 | decreased by6 |
| May 1, 2022 | AUM | $2,117,984,428 | $2,010,043,854 | decreased by$107,940,574 |
| Apr 1, 2022 | Employees | 19 | 18 | decreased by1 |
| Apr 1, 2022 | AUM | $1,893,608,946 | $2,117,984,428 | increased by$224,375,482 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “GAM USA” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“GAM USA” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.