← Directory
FINANCIAL MANAGEMENT NETWORK INC
CRD 110454File 801-40473
APPROVED
Retail clients
Filing as of Dec 19, 2025
Feed vintage Oct 1, 2026
Regulatory AUM
$2.14B
Top 25% of cohort (national)
Discretionary AUM
$1.56B
Non-discretionary $584.0M
Clients
1,528
4,474 accounts
Employees
50
Top 25% of cohort in CA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Dec 31, 1991
- Principal office
- 26041 ACERO, MISSION VIEJO, CA, 92691
- Phone
- 949-455-0300
- Website
- HTTP://WWW.FMNCC.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.14B
- Discretionary AUM
- $1.56B
- Non-discretionary AUM
- $584.0M
- Discretionary accounts
- 4,296
- Non-discretionary accounts
- 178
- Total accounts
- 4,474
- AUM per client
- $1.4M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 11 | $6.2M |
| Non-U.S. persons | Fewer than 5 | Not reported |
| Insurance companies | 7 | $14.9M |
| Charitable organizations | Fewer than 5 | Not reported |
| Other investment advisers | Fewer than 5 | $0 |
| High net worth individuals | 460 | $1.26B |
| Banking or thrift institutions | Fewer than 5 | $0 |
| Pension and profit sharing plans | 131 | $598.5M |
| State or municipal government entities | Fewer than 5 | $0 |
| Individuals (other than high net worth individuals) | 919 | $260.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Hourly charges
- Other (described) — QUARTERLY FEES
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Jan 1, 2026 | Employees | 49 | 50 | increased by1 |
| Jan 1, 2026 | Clients | 1,334 | 1,528 | increased by194 |
| Jan 1, 2026 | AUM | $1,796,671,361 | $2,143,652,081 | increased by$346,980,720 |
| Jan 1, 2026 | Accounts | 4,200 | 4,474 | increased by274 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 43 | 49 | increased by6 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 9,350 | 1,334 | decreased by8,016 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,512,005,041 | $1,796,671,361 | increased by$284,666,320 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 4,028 | 4,200 | increased by172 |
| Jan 1, 2022 | Employees | 45 | 43 | decreased by2 |
| Jan 1, 2022 | Clients | 1,162 | 9,350 | increased by8,188 |
| Jan 1, 2022 | AUM | $1,203,643,071 | $1,512,005,041 | increased by$308,361,970 |
| Jan 1, 2022 | Accounts | 3,716 | 4,028 | increased by312 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “FINANCIAL MANAGEMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“FINANCIAL MANAGEMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.