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CHARLES FISH INVESTMENTS, INC.
CRD 110445File 801-52674
APPROVED
Retail clients
Filing as of Jul 3, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$331.3M
Below cohort median (national)
Discretionary AUM
$331.3M
Clients
42
46 accounts
Employees
5
Below cohort median in CA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Aug 13, 1996
- Principal office
- 30 CORPORATE PARK, SUITE 410, IRVINE, CA, 92606
- Phone
- 949-296-3970
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $331.3M
- Discretionary AUM
- $331.3M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 46
- Non-discretionary accounts
- 0
- Total accounts
- 46
- AUM per client
- $7.9M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $4.9M |
| High net worth individuals | Fewer than 5 | $5.7M |
| Individuals (other than high net worth individuals) | 42 | $320.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | AUM | $342,071,199 | $331,331,810 | decreased by$10,739,389 |
| Apr 1, 2026 | Accounts | 51 | 46 | decreased by5 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 41 | 42 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $318,395,230 | $342,071,199 | increased by$23,675,969 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 48 | 51 | increased by3 |
| Feb 1, 2022 | Clients | 48 | 41 | decreased by7 |
| Feb 1, 2022 | AUM | $319,551,824 | $318,395,230 | decreased by$1,156,594 |
| Feb 1, 2022 | Accounts | 52 | 48 | decreased by4 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “CHARLES FISH” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“CHARLES FISH” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.