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EXCOMP ASSET MANAGEMENT LTD
CRD 110434File 801-43057
APPROVED
Retail clients
Custody
Filing as of Apr 14, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$140.2M
Bottom 25% of cohort (national)
Discretionary AUM
$140.2M
Clients
146
146 accounts
Employees
5
Bottom 25% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Jan 12, 1993
- Principal office
- 425 BROADHOLLOW RD, SUITE 318, MELVILLE, NY, 11747
- Phone
- (631)465-9670
- Website
- HTTP://WWW.EXCOMPAM.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $140.2M
- Discretionary AUM
- $140.2M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 146
- Non-discretionary accounts
- 0
- Total accounts
- 146
- AUM per client
- $960K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 36 | $76.4M |
| Pension and profit sharing plans | 9 | $13.8M |
| Individuals (other than high net worth individuals) | 101 | $50.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| May 1, 2026 | Clients | 153 | 146 | decreased by7 |
| May 1, 2026 | AUM | $133,218,402 | $140,218,941 | increased by$7,000,539 |
| May 1, 2026 | Accounts | 153 | 146 | decreased by7 |
| Dec 1, 2025 vs May 1, 2025 | Clients | 163 | 153 | decreased by10 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $137,121,477 | $133,218,402 | decreased by$3,903,075 |
| Dec 1, 2025 vs May 1, 2025 | Accounts | 359 | 153 | decreased by206 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 4 | 5 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Custody | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 177 | 163 | decreased by14 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $135,906,414 | $137,121,477 | increased by$1,215,063 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 389 | 359 | decreased by30 |
| Jul 1, 2022 | Clients | 204 | 177 | decreased by27 |
| Jul 1, 2022 | AUM | $142,360,199 | $135,906,414 | decreased by$6,453,785 |
| Jul 1, 2022 | Accounts | 386 | 389 | increased by3 |
| Jul 1, 2021 | Clients | 211 | 204 | decreased by7 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “EXCOMP ASSET” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“EXCOMP ASSET” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.