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NOMURA CORPORATE RESEARCH AND ASSET MANAGEMENT INC
CRD 110411File 801-38965
APPROVED
Custody
Disclosure events
Filing as of Jun 24, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$37.56B
Top 10% of cohort (national)
Discretionary AUM
$37.08B
Non-discretionary $481.6M
Clients
66
66 accounts
Employees
50
Top 10% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Jun 7, 1991
- Principal office
- WORLDWIDE PLAZA, 309 WEST 49TH STREET, NEW YORK, NY, 10019-7316
- Phone
- (212) 667-9000
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $37.56B
- Discretionary AUM
- $37.08B
- Non-discretionary AUM
- $481.6M
- Discretionary accounts
- 64
- Non-discretionary accounts
- 2
- Total accounts
- 66
- AUM per client
- $569.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $265.0M |
| Non-U.S. persons | Fewer than 5 | $3.02B |
| Insurance companies | 7 | $652.0M |
| Investment companies | 4 | $2.15B |
| Pooled investment vehicles | 22 | $10.07B |
| Pension and profit sharing plans | 8 | $2.97B |
| State or municipal government entities | 20 | $18.43B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11H1B
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 12, 2026 | Disclosures | No | Yes | |
| Jul 1, 2026 | Employees | 48 | 50 | increased by2 |
| Jul 1, 2026 | Clients | 72 | 66 | decreased by6 |
| Jul 1, 2026 | AUM | $36,420,205,852 | $37,557,642,327 | increased by$1,137,436,475 |
| Jul 1, 2026 | Accounts | 72 | 66 | decreased by6 |
| Dec 1, 2025 vs May 1, 2025 | Employees | 46 | 48 | increased by2 |
| Dec 1, 2025 vs May 1, 2025 | Disclosures | Yes | No | |
| Dec 1, 2025 vs May 1, 2025 | Clients | 77 | 72 | decreased by5 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $37,708,702,213 | $36,420,205,852 | decreased by$1,288,496,361 |
| Dec 1, 2025 vs May 1, 2025 | Accounts | 77 | 72 | decreased by5 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 47 | 46 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Disclosures | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 75 | 77 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $33,350,678,365 | $37,708,702,213 | increased by$4,358,023,848 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 75 | 77 | increased by2 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “NOMURA CORPORATE” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“NOMURA CORPORATE” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.