← Directory
NOMURA CORPORATE RESEARCH AND ASSET MANAGEMENT INC
CRD 110411File 801-38965
APPROVED
Custody
Disclosure events
Filing as of Jun 24, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$37.56B
Top 10% of cohort (national)
Discretionary AUM
$37.08B
Non-discretionary $481.6M
Clients
66
66 accounts
Employees
50
Top 10% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Jun 7, 1991
- Principal office
- WORLDWIDE PLAZA, 309 WEST 49TH STREET, NEW YORK, NY, 10019-7316
- Phone
- (212) 667-9000
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $37.56B
- Discretionary AUM
- $37.08B
- Non-discretionary AUM
- $481.6M
- Discretionary accounts
- 64
- Non-discretionary accounts
- 2
- Total accounts
- 66
- AUM per client
- $569.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $265.0M |
| Non-U.S. persons | Fewer than 5 | $3.02B |
| Insurance companies | 7 | $652.0M |
| Investment companies | 4 | $2.15B |
| Pooled investment vehicles | 22 | $10.07B |
| Pension and profit sharing plans | 8 | $2.97B |
| State or municipal government entities | 20 | $18.43B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11H1B
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.