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NORTON CAPITAL MANAGEMENT, INC.
CRD 110398File 801-111866
APPROVED
Retail clients
Custody
Filing as of Sep 28, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$131.9M
Bottom 25% of cohort (national)
Discretionary AUM
$116.4M
Non-discretionary $15.5M
Clients
111
238 accounts
Employees
5
Bottom 25% of cohort in VA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- PLRO
- Registration date
- Oct 13, 2017
- Principal office
- 410 NORTH RIDGE ROAD, SUITE 100, HENRICO, VA, 23229
- Phone
- (757) 623-1200
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $131.9M
- Discretionary AUM
- $116.4M
- Non-discretionary AUM
- $15.5M
- Discretionary accounts
- 212
- Non-discretionary accounts
- 26
- Total accounts
- 238
- AUM per client
- $1.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | 5 | $10.2M |
| High net worth individuals | 37 | $101.1M |
| Individuals (other than high net worth individuals) | 69 | $20.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Other (described) — FLAT FEES
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Dec 1, 2025 vs May 1, 2025 | Employees | 4 | 6 | increased by2 |
| Dec 1, 2025 vs May 1, 2025 | Clients | 155 | 123 | decreased by32 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $132,931,862 | $136,565,435 | increased by$3,633,573 |
| Dec 1, 2025 vs May 1, 2025 | Accounts | 294 | 264 | decreased by30 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 3 | 4 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 173 | 155 | decreased by18 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $115,928,731 | $132,931,862 | increased by$17,003,131 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 285 | 294 | increased by9 |
| Oct 1, 2022 | Employees | 2 | 3 | increased by1 |
| Oct 1, 2022 | Clients | 139 | 173 | increased by34 |
| Oct 1, 2022 | AUM | $129,505,775 | $115,928,731 | decreased by$13,577,044 |
| Oct 1, 2022 | Accounts | 291 | 285 | decreased by6 |
| Oct 1, 2021 | Clients | 126 | 139 | increased by13 |
| Oct 1, 2021 | AUM | $107,773,077 | $129,505,775 | increased by$21,732,698 |
| Oct 1, 2021 | Accounts | 279 | 291 | increased by12 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “NORTON CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“NORTON CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.