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MORGAN STANLEY INVESTMENT MANAGEMENT INC.
CRD 110353File 801-15757
APPROVED
Custody
Disclosure events
Filing as of Aug 25, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$702.25B
Top 10% of cohort (national)
Discretionary AUM
$698.50B
Non-discretionary $3.75B
Clients
236
22,803 accounts
Employees
670
Top 10% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Jan 28, 1981
- Principal office
- 1585 BROADWAY, NEW YORK, NY, 10036
- Phone
- 212-761-4000
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $702.25B
- Discretionary AUM
- $698.50B
- Non-discretionary AUM
- $3.75B
- Discretionary accounts
- 22,798
- Non-discretionary accounts
- 5
- Total accounts
- 22,803
- AUM per client
- $2.98B
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 64 | $44.45B |
| Non-U.S. persons | 16 | $14.06B |
| Insurance companies | 12 | $8.11B |
| Investment companies | 32 | $390.90B |
| Charitable organizations | 10 | $7.01B |
| Other investment advisers | 11 | $11.59B |
| High net worth individuals | Fewer than 5 | $0 |
| Pooled investment vehicles | 44 | $167.03B |
| Banking or thrift institutions | Fewer than 5 | $179.4M |
| Pension and profit sharing plans | 41 | $16.89B |
| State or municipal government entities | 5 | $2.20B |
| Individuals (other than high net worth individuals) | Fewer than 5 | $0 |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Other
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11F
- Q11D1
- Q11D2
- Q11D4
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 22,803 | 236 | decreased by22,567 |
| Apr 1, 2026 | Employees | 523 | 670 | increased by147 |
| Apr 1, 2026 | Clients | 21,920 | 22,803 | increased by883 |
| Apr 1, 2026 | AUM | $619,196,027,920 | $702,248,681,596 | increased by$83,052,653,676 |
| Apr 1, 2026 | Accounts | 21,920 | 22,803 | increased by883 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 438 | 523 | increased by85 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 27,689 | 21,920 | decreased by5,769 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $632,628,774,158 | $619,196,027,920 | decreased by$13,432,746,238 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 27,687 | 21,920 | decreased by5,767 |
| Apr 1, 2022 | Employees | 444 | 438 | decreased by6 |
| Apr 1, 2022 | Clients | 20,519 | 27,689 | increased by7,170 |
| Apr 1, 2022 | AUM | $563,027,464,173 | $632,628,774,158 | increased by$69,601,309,985 |
| Apr 1, 2022 | Accounts | 20,519 | 27,687 | increased by7,168 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “MORGAN STANLEY” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“MORGAN STANLEY” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.