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ANDERSON GRIGGS INVESTMENTS
Legal name: ANDERSON GRIGGS & COMPANY, INC.
CRD 110313File 801-133808
APPROVED
Retail clients
Custody
Filing as of Jan 21, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$133.6M
Bottom 25% of cohort (national)
Discretionary AUM
$133.6M
Clients
170
331 accounts
Employees
3
Bottom 25% of cohort in SC
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Jul 3, 2025
- Principal office
- 113 E. MAIN STREET, SUITE 310, ROCK HILL, SC, 29730
- Phone
- 803-324-5044
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $133.6M
- Discretionary AUM
- $133.6M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 331
- Non-discretionary accounts
- 0
- Total accounts
- 331
- AUM per client
- $786K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | Fewer than 5 | $2.4M |
| High net worth individuals | 51 | $86.4M |
| Individuals (other than high net worth individuals) | 115 | $44.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Feb 1, 2026 | Clients | 163 | 170 | increased by7 |
| Feb 1, 2026 | AUM | $120,345,298 | $133,610,533 | increased by$13,265,235 |
| Feb 1, 2026 | Accounts | 320 | 331 | increased by11 |
| Dec 1, 2025 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “ANDERSON GRIGGS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“ANDERSON GRIGGS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.