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UNION CAPITAL COMPANY
CRD 110301File 801-121320
APPROVED
Retail clients
Disclosure events
Filing as of Mar 30, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$150.0M
Bottom 25% of cohort (national)
Discretionary AUM
$3.0M
Non-discretionary $147.0M
Clients
414
414 accounts
Employees
13
Bottom 25% of cohort in AZ
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- May 26, 2021
- Principal office
- 6083 E. GRANT RD., TUCSON, AZ, 85712
- Phone
- 520-664-2001
- Website
- HTTP://WWW.UNIONCAPITAL.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $150.0M
- Discretionary AUM
- $3.0M
- Non-discretionary AUM
- $147.0M
- Discretionary accounts
- 14
- Non-discretionary accounts
- 400
- Total accounts
- 414
- AUM per client
- $362K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 26 | $77.0M |
| Individuals (other than high net worth individuals) | 388 | $73.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Commissions
- A percentage of assets under your management
Advisory activities
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11D2
- Q11E2
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.