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WELLS FARGO ADVISORS
Legal name: WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
CRD 11025File 801-57434
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Sep 2, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$252.25B
Top 10% of cohort (national)
Discretionary AUM
$191.52B
Non-discretionary $60.73B
Clients
466,575
466,575 accounts
Employees
4,047
Top 10% of cohort in MO
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Apr 3, 2000
- Principal office
- ONE NORTH JEFFERSON AVENUE, MAIL CODE: H0004-05E, ST. LOUIS, MO, 63103-2205
- Phone
- 314-875-3000
- Website
- HTTPS://WWW.WELLSFARGO.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $252.25B
- Discretionary AUM
- $191.52B
- Non-discretionary AUM
- $60.73B
- Discretionary accounts
- 376,616
- Non-discretionary accounts
- 89,959
- Total accounts
- 466,575
- AUM per client
- $541K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 3,954 | $9.26B |
| Insurance companies | 7 | $4.2M |
| Charitable organizations | 2,392 | $5.05B |
| High net worth individuals | 233,869 | $183.04B |
| Banking or thrift institutions | Fewer than 5 | $8.2M |
| Pension and profit sharing plans | 4,364 | $3.39B |
| State or municipal government entities | 20 | $88.6M |
| Individuals (other than high net worth individuals) | 221,968 | $51.41B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Commissions
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- Yes
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11F
- Q11G
- Q11A2
- Q11B2
- Q11C1
- Q11C2
- Q11C4
- Q11C5
- Q11D1
- Q11D2
- Q11D3
- Q11D4
- Q11D5
- Q11E1
- Q11E2
- Q11E4
- Q11H2
- Q11H1A
- Q11H1B
- Q11H1C
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 3,658 | 4,047 | increased by389 |
| Apr 1, 2026 | Clients | 401,726 | 466,575 | increased by64,849 |
| Apr 1, 2026 | AUM | $197,360,196,619 | $252,251,271,984 | increased by$54,891,075,365 |
| Apr 1, 2026 | Accounts | 401,726 | 466,575 | increased by64,849 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 2,135 | 3,658 | increased by1,523 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 222,705 | 401,726 | increased by179,021 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $102,526,575,087 | $197,360,196,619 | increased by$94,833,621,532 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 222,705 | 401,726 | increased by179,021 |
| Apr 1, 2022 | Employees | 2,028 | 2,135 | increased by107 |
| Apr 1, 2022 | Clients | 195,685 | 222,705 | increased by27,020 |
| Apr 1, 2022 | AUM | $79,617,064,454 | $102,526,575,087 | increased by$22,909,510,633 |
| Apr 1, 2022 | Accounts | 195,685 | 222,705 | increased by27,020 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “WELLS FARGO” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“WELLS FARGO” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.