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RUDNEY ASSOCIATES
Legal name: RUDNEY ASSOCIATES, INC.
CRD 110235File 801-60080
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Mar 31, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$940.2M
Above cohort median (national)
Discretionary AUM
$938.8M
Non-discretionary $1.4M
Clients
470
492 accounts
Employees
2
Above cohort median in CA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Mar 8, 2001
- Principal office
- 1499 DANVILLE BLVD, SUITE 250, ALAMO, CA, 94507
- Phone
- 925-838-0696
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $940.2M
- Discretionary AUM
- $938.8M
- Non-discretionary AUM
- $1.4M
- Discretionary accounts
- 485
- Non-discretionary accounts
- 7
- Total accounts
- 492
- AUM per client
- $2.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $11.4M |
| Charitable organizations | 5 | $12.5M |
| High net worth individuals | 250 | $787.4M |
| Pension and profit sharing plans | 15 | $16.6M |
| Individuals (other than high net worth individuals) | 200 | $112.4M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Other (described) — RETIREMENT PLAN CONSULTING -PERCENTAGE OF PLAN ASSETS
- A percentage of assets under your management
Advisory activities
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11C2
- Q11C4
- Q11C5
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Disclosures | No | Yes | |
| Apr 1, 2026 | Clients | 481 | 470 | decreased by11 |
| Apr 1, 2026 | AUM | $868,739,789 | $940,194,476 | increased by$71,454,687 |
| Apr 1, 2026 | Accounts | 488 | 492 | increased by4 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 362 | 481 | increased by119 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $686,453,026 | $868,739,789 | increased by$182,286,763 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 902 | 488 | decreased by414 |
| Apr 1, 2022 | Clients | 367 | 362 | decreased by5 |
| Apr 1, 2022 | AUM | $677,616,358 | $686,453,026 | increased by$8,836,668 |
| Apr 1, 2022 | Accounts | 865 | 902 | increased by37 |
| Oct 1, 2021 | Clients | 298 | 367 | increased by69 |
| Oct 1, 2021 | AUM | $611,245,672 | $677,616,358 | increased by$66,370,686 |
| Oct 1, 2021 | Accounts | 791 | 865 | increased by74 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “RUDNEY ASSOCIATES” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“RUDNEY ASSOCIATES” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.