WINCH FINANCIAL

Legal name: WINCH ADVISORY SERVICES, LLC

CRD 110194File 801-55488

APPROVED

Retail clients

Filing as of Mar 4, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$580.2M

Above cohort median (national)

Discretionary AUM

$580.2M

Clients

851

2,323 accounts

Employees

Above cohort median in WI

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: CHRO
Registration date: Apr 30, 1998
Principal office: 424 E. WISCONSIN AVENUE, APPLETON, WI, 54911
Phone: 920-739-8577
Website: HTTPS://WWW.INSTAGRAM.COM/WINCHFINANCIAL

Assets & accounts

ADV Item 5F

Total regulatory AUM: $580.2M
Discretionary AUM: $580.2M
Non-discretionary AUM: $0
Discretionary accounts: 2,323
Non-discretionary accounts: 0
Total accounts: 2,323
AUM per client: $682K

Clients by type

ADV Item 5D

Client type	Clients	AUM
Charitable organizations	Fewer than 5	$49K
High net worth individuals	147	$364.9M
Pension and profit sharing plans	Fewer than 5	$13.8M
Individuals (other than high net worth individuals)	704	$201.5M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Hourly charges
A percentage of assets under your management

Advisory activities

Other
Financial planning services
Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.