CALIFORNIA FINANCIAL ADVISORS

Legal name: MALOON, POWERS, PITRE, HIGGINS & DENNEHY, LLC

CRD 110152File 801-55273

APPROVED

Retail clients

Custody

Filing as of May 26, 2026

Feed vintage Oct 1, 2026

Regulatory AUM

$2.26B

Top 25% of cohort (national)

Discretionary AUM

$2.01B

Non-discretionary $252.9M

Clients

1,525

3,547 accounts

Employees

Top 25% of cohort in CA

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: SFRO
Registration date: Feb 18, 1998
Principal office: 12657 ALCOSTA BLVD, SUITE 470, SAN RAMON, CA, 94583
Phone: 925.275.1000
Website: HTTPS://WWW.CALFINAD.COM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $2.26B
Discretionary AUM: $2.01B
Non-discretionary AUM: $252.9M
Discretionary accounts: 3,185
Non-discretionary accounts: 362
Total accounts: 3,547
AUM per client: $1.5M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	7	$6.0M
Charitable organizations	Fewer than 5	$557K
High net worth individuals	666	$1.86B
Individuals (other than high net worth individuals)	851	$399.8M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Hourly charges
A percentage of assets under your management

Advisory activities

Other advisory activities
Financial planning services
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: Yes
Related Person Custody Cash: Yes
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To	Change
Mar 1, 2026	Employees	11	14	increased by3
Mar 1, 2026	Clients	1,536	1,525	decreased by11
Mar 1, 2026	AUM	$2,001,685,989	$2,263,378,626	increased by$261,692,637
Mar 1, 2026	Accounts	3,335	3,547	increased by212
May 1, 2025 vs Oct 1, 2022	Employees	10	11	increased by1
May 1, 2025 vs Oct 1, 2022	Custody	No	Yes
May 1, 2025 vs Oct 1, 2022	Clients	1,315	1,536	increased by221
May 1, 2025 vs Oct 1, 2022	AUM	$1,649,108,937	$2,001,685,989	increased by$352,577,052
May 1, 2025 vs Oct 1, 2022	Accounts	2,949	3,335	increased by386
Apr 1, 2022	Custody	Yes	No
Apr 1, 2022	Clients	1,280	1,315	increased by35
Apr 1, 2022	AUM	$1,456,623,527	$1,649,108,937	increased by$192,485,410
Apr 1, 2022	Accounts	2,855	2,949	increased by94
Apr 1, 2021	Registration	—	APPROVED

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “CALIFORNIA FINANCIAL” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“CALIFORNIA FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.