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ALTFEST PERSONAL WEALTH MANAGEMENT
Legal name: L.J. ALTFEST & CO., INC.
CRD 110130File 801-18320
APPROVED
Retail clients
Custody
Filing as of Mar 4, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$1.80B
Top 25% of cohort (national)
Discretionary AUM
$1.80B
Clients
695
3,139 accounts
Employees
42
Above cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Feb 2, 1983
- Principal office
- 445 PARK AVENUE, 6TH FLOOR, NEW YORK, NY, 10022
- Phone
- 212-406-0850
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.80B
- Discretionary AUM
- $1.80B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 3,139
- Non-discretionary accounts
- 0
- Total accounts
- 3,139
- AUM per client
- $2.6M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $1.9M |
| Charitable organizations | 5 | $14.1M |
| High net worth individuals | 431 | $1.64B |
| Pooled investment vehicles | 4 | $19.0M |
| Individuals (other than high net worth individuals) | 255 | $119.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Publications
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.