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SIERRA CAPITAL LLC
CRD 110129File 801-57691
APPROVED
Retail clients
Custody
Filing as of Jun 11, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.61B
Top 25% of cohort (national)
Discretionary AUM
$1.54B
Non-discretionary $68.4M
Clients
76
435 accounts
Employees
8
Top 25% of cohort in FL
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- MIRO
- Registration date
- Jun 28, 2000
- Principal office
- 600 BRICKELL AVENUE, STE. 2020, MIAMI, FL, 33131
- Phone
- 212-867-3533
- Website
- HTTPS://WWW.SIERRACAP.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.61B
- Discretionary AUM
- $1.54B
- Non-discretionary AUM
- $68.4M
- Discretionary accounts
- 406
- Non-discretionary accounts
- 29
- Total accounts
- 435
- AUM per client
- $21.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Insurance companies | Fewer than 5 | $14.9M |
| Charitable organizations | Fewer than 5 | $49.3M |
| High net worth individuals | 76 | $1.53B |
| Banking or thrift institutions | Fewer than 5 | $13.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Publications
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 6 | 8 | increased by2 |
| Apr 1, 2026 | Clients | 74 | 76 | increased by2 |
| Apr 1, 2026 | AUM | $1,501,093,928 | $1,612,263,128 | increased by$111,169,200 |
| Apr 1, 2026 | Accounts | 528 | 435 | decreased by93 |
| Dec 1, 2025 vs May 1, 2025 | Employees | 5 | 6 | increased by1 |
| Dec 1, 2025 vs May 1, 2025 | Clients | 76 | 74 | decreased by2 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $1,458,057,160 | $1,501,093,928 | increased by$43,036,768 |
| Dec 1, 2025 vs May 1, 2025 | Accounts | 519 | 528 | increased by9 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 6 | 5 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 67 | 76 | increased by9 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,531,124,885 | $1,458,057,160 | decreased by$73,067,725 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 71 | 519 | increased by448 |
| Apr 1, 2022 | Employees | 5 | 6 | increased by1 |
| Apr 1, 2022 | Clients | 55 | 67 | increased by12 |
| Apr 1, 2022 | AUM | $1,320,693,126 | $1,531,124,885 | increased by$210,431,759 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “SIERRA CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“SIERRA CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.