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OSTROFE FINANCIAL CONSULTANTS INC
CRD 110064File 801-34048
APPROVED
Retail clients
Filing as of Feb 3, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$386.4M
Below cohort median (national)
Discretionary AUM
$386.4M
Clients
568
1,625 accounts
Employees
9
Below cohort median in CA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Apr 21, 1989
- Principal office
- 420 SIERRA COLLEGE DRIVE, SUITE 200, GRASS VALLEY, CA, 95945
- Phone
- 530-273-4425
- Website
- HTTP://OSTROFEFINANCIAL.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $386.4M
- Discretionary AUM
- $386.4M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 1,625
- Non-discretionary accounts
- 0
- Total accounts
- 1,625
- AUM per client
- $680K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 143 | $255.8M |
| Pension and profit sharing plans | 11 | $23.1M |
| Individuals (other than high net worth individuals) | 414 | $107.5M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.