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FOCUS INVESTMENT ADVISORS, INC
CRD 109970File 801-57176
APPROVED
Filing as of Mar 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$956.2M
Above cohort median (national)
Discretionary AUM
$469.3M
Non-discretionary $486.9M
Clients
36
34 accounts
Employees
7
Above cohort median in CA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Apr 10, 2000
- Principal office
- 514 VIA DE LA VALLE, SUITE 200, SOLANA BEACH, CA, 92075
- Phone
- 760-230-1880
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $956.2M
- Discretionary AUM
- $469.3M
- Non-discretionary AUM
- $486.9M
- Discretionary accounts
- 24
- Non-discretionary accounts
- 10
- Total accounts
- 34
- AUM per client
- $26.6M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Banking or thrift institutions | Fewer than 5 | $157.7M |
| Pension and profit sharing plans | 35 | $798.5M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 6 | 7 | increased by1 |
| Apr 1, 2026 | Clients | 34 | 36 | increased by2 |
| Apr 1, 2026 | AUM | $884,989,269 | $956,186,841 | increased by$71,197,572 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 5 | 6 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 173 | 34 | decreased by139 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $704,464,829 | $884,989,269 | increased by$180,524,440 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 173 | 34 | decreased by139 |
| Apr 1, 2022 | Clients | 148 | 173 | increased by25 |
| Apr 1, 2022 | AUM | $600,352,041 | $704,464,829 | increased by$104,112,788 |
| Apr 1, 2022 | Accounts | 148 | 173 | increased by25 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “FOCUS INVESTMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“FOCUS INVESTMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.