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STRATEGY ASSET MANAGERS L.L.C.
CRD 109939File 801-60049
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Jun 11, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$930.1M
Above cohort median (national)
Discretionary AUM
$930.1M
Clients
633
1,458 accounts
Employees
10
Above cohort median in CA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Feb 23, 2001
- Principal office
- 790 E. COLORADO BLVD, SUITE 200, PASADENA, CA, 91101
- Phone
- 626-657-0559
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $930.1M
- Discretionary AUM
- $930.1M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 1,458
- Non-discretionary accounts
- 0
- Total accounts
- 1,458
- AUM per client
- $1.5M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 8 | $8.0M |
| Charitable organizations | 13 | $27.5M |
| High net worth individuals | 214 | $667.7M |
| Pooled investment vehicles | 2 | $11.4M |
| Pension and profit sharing plans | 12 | $59.5M |
| Individuals (other than high net worth individuals) | 384 | $155.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11E4
- Q11H2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 9 | 10 | increased by1 |
| Apr 1, 2026 | Clients | 572 | 633 | increased by61 |
| Apr 1, 2026 | AUM | $741,546,605 | $930,077,850 | increased by$188,531,245 |
| Apr 1, 2026 | Accounts | 1,099 | 1,458 | increased by359 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 464 | 572 | increased by108 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $677,489,826 | $741,546,605 | increased by$64,056,779 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 951 | 1,099 | increased by148 |
| Apr 1, 2022 | Employees | 7 | 9 | increased by2 |
| Apr 1, 2022 | Clients | 494 | 464 | decreased by30 |
| Apr 1, 2022 | AUM | $583,725,372 | $677,489,826 | increased by$93,764,454 |
| Apr 1, 2022 | Accounts | 941 | 951 | increased by10 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “STRATEGY ASSET” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“STRATEGY ASSET” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.