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AAM
Legal name: ASSET ALLOCATION & MANAGEMENT COMPANY, LLC
CRD 109875File 801-60075
APPROVED
Retail clients
Filing as of Mar 24, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$27.49B
Top 10% of cohort (national)
Discretionary AUM
$26.73B
Non-discretionary $759.9M
Clients
123
846 accounts
Employees
49
Top 10% of cohort in IL
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Mar 1, 2001
- Principal office
- 10 S. RIVERSIDE PLAZA, STE 700, CHICAGO, IL, 60606-3798
- Phone
- 312-263-2900
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $27.49B
- Discretionary AUM
- $26.73B
- Non-discretionary AUM
- $759.9M
- Discretionary accounts
- 813
- Non-discretionary accounts
- 33
- Total accounts
- 846
- AUM per client
- $223.5M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 1 | $171.1M |
| Insurance companies | 120 | $27.12B |
| High net worth individuals | 2 | $201.5M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.