← Directory
CAPITAL RESEARCH & CONSULTING LLC
CRD 109868File 801-56356
APPROVED
Filing as of Jun 22, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$5.99B
Top 25% of cohort (national)
Discretionary AUM
$603.0M
Non-discretionary $5.38B
Clients
20
51 accounts
Employees
8
Top 25% of cohort in CA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Mar 23, 1999
- Principal office
- 15 S. RAYMOND AVENUE, SUITE 200, PASADENA, CA, 91105
- Phone
- 626-844-1440
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $5.99B
- Discretionary AUM
- $603.0M
- Non-discretionary AUM
- $5.38B
- Discretionary accounts
- 14
- Non-discretionary accounts
- 37
- Total accounts
- 51
- AUM per client
- $299.3M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Pension and profit sharing plans | 15 | $4.97B |
| State or municipal government entities | 5 | $1.02B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Other (described) — ASSET BASED FEES
Advisory activities
- Portfolio management for other
- Portfolio management for businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 28 | 20 | decreased by8 |
| Apr 1, 2026 | AUM | $6,068,217,582 | $5,985,401,577 | decreased by$82,816,005 |
| Apr 1, 2026 | Accounts | 64 | 51 | decreased by13 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 6 | 8 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 29 | 28 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $6,440,522,381 | $6,068,217,582 | decreased by$372,304,799 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 72 | 64 | decreased by8 |
| Apr 1, 2022 | AUM | $5,443,985,825 | $6,440,522,381 | increased by$996,536,556 |
| Apr 1, 2022 | Accounts | 69 | 72 | increased by3 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “CAPITAL RESEARCH” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“CAPITAL RESEARCH” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.