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MAI CAPITAL MANAGEMENT, LLC
CRD 109807File 801-58104
APPROVED
Retail clients
Custody
Filing as of Jul 2, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$52.10B
Top 10% of cohort (national)
Discretionary AUM
$35.66B
Non-discretionary $16.44B
Clients
16,260
48,547 accounts
Employees
562
Top 10% of cohort in OH
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Oct 2, 2000
- Principal office
- 6050 OAK TREE BLVD, SUITE 500, CLEVELAND, OH, 44131
- Phone
- (216) 920-4800
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $52.10B
- Discretionary AUM
- $35.66B
- Non-discretionary AUM
- $16.44B
- Discretionary accounts
- 42,861
- Non-discretionary accounts
- 5,686
- Total accounts
- 48,547
- AUM per client
- $3.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 184 | $628.1M |
| Non-U.S. persons | Fewer than 5 | $0 |
| Insurance companies | Fewer than 5 | $0 |
| Investment companies | 1 | $217.0M |
| Charitable organizations | 90 | $415.7M |
| Other investment advisers | Fewer than 5 | $155.7M |
| High net worth individuals | 4,902 | $27.61B |
| Pooled investment vehicles | 33 | $2.46B |
| Banking or thrift institutions | Fewer than 5 | $0 |
| Pension and profit sharing plans | 205 | $13.94B |
| State or municipal government entities | 5 | $17.3M |
| Individuals (other than high net worth individuals) | 10,838 | $6.66B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Hourly charges
- Other (described) — PERCENTAGE OF NON-INVESTMENT INCOME
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 17, 2026 | Clients | 16261 | 16260 |
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.