JOHN MOORE & ASSOCIATES INC

CRD 109791File 801-55123

APPROVED

Retail clients

Custody

Filing as of Apr 1, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$1.03B

Above cohort median (national)

Discretionary AUM

$828.8M

Non-discretionary $199.9M

Clients

729

2,683 accounts

Employees

Top 10% of cohort in NM

Identity & registration

ADV Item 1

Organization form: Corporation
Firm type: Registered
SEC region: DRO
Registration date: Jan 9, 1998
Principal office: 8220 SAN PEDRO DR NE, SUITE 310, ALBUQUERQUE, NM, 87113
Phone: 505-881-5100
Website: HTTP://JOHNMOORE.COM/

Assets & accounts

ADV Item 5F

Total regulatory AUM: $1.03B
Discretionary AUM: $828.8M
Non-discretionary AUM: $199.9M
Discretionary accounts: 2,323
Non-discretionary accounts: 360
Total accounts: 2,683
AUM per client: $1.4M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	5	$13.9M
Charitable organizations	8	$2.7M
High net worth individuals	226	$843.8M
Pension and profit sharing plans	2	$5.8M
Individuals (other than high net worth individuals)	488	$162.5M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
A percentage of assets under your management

Advisory activities

Financial planning services
Selection of other advisers
Portfolio management for other
Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: Yes
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 17, 2026	Custody	false	true
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.