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AZA CAPITAL MANAGEMENT
Legal name: INSIGHT 2811 INC
CRD 109784File 801-54428
APPROVED
Retail clients
Custody
Filing as of Mar 18, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$339.6M
Below cohort median (national)
Discretionary AUM
$334.9M
Non-discretionary $4.7M
Clients
345
839 accounts
Employees
8
Below cohort median in IL
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- May 12, 1997
- Principal office
- 141 W JACKSON BLVD, SUITE 3332, CHICAGO, IL, 60604
- Phone
- 312-429-0880
- Website
- HTTPS://WWW.AZACAPITAL.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $339.6M
- Discretionary AUM
- $334.9M
- Non-discretionary AUM
- $4.7M
- Discretionary accounts
- 826
- Non-discretionary accounts
- 13
- Total accounts
- 839
- AUM per client
- $984K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 6 | $3.2M |
| Charitable organizations | Fewer than 5 | $424K |
| Other investment advisers | Fewer than 5 | $353K |
| High net worth individuals | 105 | $234.4M |
| Pension and profit sharing plans | 8 | $27.7M |
| Individuals (other than high net worth individuals) | 226 | $73.5M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 9 | 8 | decreased by1 |
| Apr 1, 2026 | Clients | 344 | 345 | increased by1 |
| Apr 1, 2026 | AUM | $313,995,693 | $339,567,276 | increased by$25,571,583 |
| Apr 1, 2026 | Accounts | 845 | 839 | decreased by6 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 7 | 9 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | Custody | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 300 | 344 | increased by44 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $243,254,515 | $313,995,693 | increased by$70,741,178 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 711 | 845 | increased by134 |
| Aug 1, 2022 | Employees | 6 | 7 | increased by1 |
| Aug 1, 2022 | Clients | 311 | 300 | decreased by11 |
| Aug 1, 2022 | AUM | $290,280,182 | $243,254,515 | decreased by$47,025,667 |
| Aug 1, 2022 | Accounts | 722 | 711 | decreased by11 |
| Apr 1, 2022 | Clients | 320 | 311 | decreased by9 |
| Apr 1, 2022 | AUM | $281,646,677 | $290,280,182 | increased by$8,633,505 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “AZA CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“AZA CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.