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WAGNER LOFTIN INVESTMENT SERVICES LLC
CRD 109770File 801-63145
APPROVED
Retail clients
Filing as of Mar 25, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$396.4M
Below cohort median (national)
Discretionary AUM
$395.9M
Non-discretionary $559K
Clients
442
955 accounts
Employees
7
Below cohort median in CA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- May 18, 2004
- Principal office
- 3478 BUSKIRK AVENUE, SUITE 333, PLEASANT HILL, CA, 94523
- Phone
- 925-930-7176
- Website
- HTTP://WLISINVEST.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $396.4M
- Discretionary AUM
- $395.9M
- Non-discretionary AUM
- $559K
- Discretionary accounts
- 953
- Non-discretionary accounts
- 2
- Total accounts
- 955
- AUM per client
- $897K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 136 | $303.1M |
| Individuals (other than high net worth individuals) | 306 | $93.4M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.