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WAGNER LOFTIN INVESTMENT SERVICES LLC
CRD 109770File 801-63145
APPROVED
Retail clients
Filing as of Mar 25, 2026
Feed vintage Sep 2, 2026
Regulatory AUM
$396.4M
Below cohort median (national)
Discretionary AUM
$395.9M
Non-discretionary $559K
Clients
442
955 accounts
Employees
7
Below cohort median in CA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- May 18, 2004
- Principal office
- 3478 BUSKIRK AVENUE, SUITE 333, PLEASANT HILL, CA, 94523
- Phone
- 925-930-7176
- Website
- HTTP://WLISINVEST.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $396.4M
- Discretionary AUM
- $395.9M
- Non-discretionary AUM
- $559K
- Discretionary accounts
- 953
- Non-discretionary accounts
- 2
- Total accounts
- 955
- AUM per client
- $897K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 136 | $303.1M |
| Individuals (other than high net worth individuals) | 306 | $93.4M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Custody | Yes | No | |
| Apr 1, 2026 | Clients | 460 | 442 | decreased by18 |
| Apr 1, 2026 | AUM | $478,523,345 | $396,429,887 | decreased by$82,093,458 |
| Apr 1, 2026 | Accounts | 1,031 | 955 | decreased by76 |
| May 1, 2025 vs Oct 1, 2022 | Custody | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 394 | 460 | increased by66 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $402,114,174 | $478,523,345 | increased by$76,409,171 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 935 | 1,031 | increased by96 |
| Apr 1, 2022 | Clients | 389 | 394 | increased by5 |
| Apr 1, 2022 | AUM | $321,229,907 | $402,114,174 | increased by$80,884,267 |
| Apr 1, 2022 | Accounts | 829 | 935 | increased by106 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “WAGNER LOFTIN” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“WAGNER LOFTIN” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.