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ALPINE SAXON WOODS
Legal name: SAXON WOODS ADVISORS LLC
CRD 109686File 801-56910
APPROVED
Retail clients
Custody
Filing as of Mar 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$669.6M
Above cohort median (national)
Discretionary AUM
$669.6M
Clients
158
161 accounts
Employees
12
Below cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Oct 12, 1999
- Principal office
- 2500 WESTCHESTER AVENUE, SUITE 300, PURCHASE, NY, 10577
- Phone
- 914-251-0880
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $669.6M
- Discretionary AUM
- $669.6M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 161
- Non-discretionary accounts
- 0
- Total accounts
- 161
- AUM per client
- $4.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $0 |
| Charitable organizations | 17 | $444.3M |
| High net worth individuals | 90 | $203.4M |
| Pension and profit sharing plans | Fewer than 5 | $9.0M |
| Individuals (other than high net worth individuals) | 51 | $12.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 157 | 158 | increased by1 |
| Apr 1, 2026 | AUM | $683,377,440 | $669,584,000 | decreased by$13,793,440 |
| Apr 1, 2026 | Accounts | 160 | 161 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 17 | 12 | decreased by5 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 149 | 157 | increased by8 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,000,138,589 | $683,377,440 | decreased by$316,761,149 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 151 | 160 | increased by9 |
| Apr 1, 2022 | Disclosures | Yes | No | |
| Apr 1, 2022 | Clients | 153 | 149 | decreased by4 |
| Apr 1, 2022 | AUM | $927,869,233 | $1,000,138,589 | increased by$72,269,356 |
| Apr 1, 2022 | Accounts | 154 | 151 | decreased by3 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “ALPINE SAXON” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“ALPINE SAXON” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.