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STRATEGIC FINANCIAL SERVICES
Legal name: STRATEGIC FINANCIAL SERVICES, INC.
CRD 109677File 801-33774
APPROVED
Retail clients
Custody
Filing as of Mar 26, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$2.81B
Top 25% of cohort (national)
Discretionary AUM
$2.66B
Non-discretionary $148.3M
Clients
1,336
3,589 accounts
Employees
39
Above cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Feb 17, 1989
- Principal office
- 114 BUSINESS PARK DRIVE, UTICA, NY, 13502
- Phone
- (315)724-1776
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.81B
- Discretionary AUM
- $2.66B
- Non-discretionary AUM
- $148.3M
- Discretionary accounts
- 3,576
- Non-discretionary accounts
- 13
- Total accounts
- 3,589
- AUM per client
- $2.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 33 | $215.4M |
| Charitable organizations | 7 | $56.2M |
| High net worth individuals | 501 | $1.75B |
| Pension and profit sharing plans | 80 | $559.3M |
| Individuals (other than high net worth individuals) | 715 | $226.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.