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VISION INVESTMENT ADVISORS, LLC
CRD 109621File 801-57975
APPROVED
Retail clients
Custody
Disclosure events
Filing as of May 12, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$137.4M
Bottom 25% of cohort (national)
Discretionary AUM
$126.4M
Non-discretionary $11.0M
Clients
129
129 accounts
Employees
9
Bottom 25% of cohort in CT
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Sep 22, 2000
- Principal office
- 1010 WASHINGTON BLVD, SUITE 300, STAMFORD, CT, 06901
- Phone
- 203-388-2700
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $137.4M
- Discretionary AUM
- $126.4M
- Non-discretionary AUM
- $11.0M
- Discretionary accounts
- 116
- Non-discretionary accounts
- 13
- Total accounts
- 129
- AUM per client
- $1.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 54 | $114.4M |
| Pension and profit sharing plans | Fewer than 5 | $2.5M |
| Individuals (other than high net worth individuals) | 73 | $20.5M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Commissions
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11C2
- Q11C4
- Q11C5
- Q11E2
- Q11E4
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Mar 1, 2026 | Clients | 98 | 129 | increased by31 |
| Mar 1, 2026 | AUM | $117,879,479 | $137,390,339 | increased by$19,510,860 |
| Mar 1, 2026 | Accounts | 98 | 129 | increased by31 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 13 | 9 | decreased by4 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 122 | 98 | decreased by24 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $100,465,494 | $117,879,479 | increased by$17,413,985 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 124 | 98 | decreased by26 |
| Apr 1, 2022 | Clients | 119 | 122 | increased by3 |
| Apr 1, 2022 | AUM | $86,213,505 | $100,465,494 | increased by$14,251,989 |
| Apr 1, 2022 | Accounts | 134 | 124 | decreased by10 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “VISION INVESTMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“VISION INVESTMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.