← Directory
NEW YORK LIFE INVESTMENT MANAGEMENT LLC
CRD 109591File 801-57396
APPROVED
Retail clients
Disclosure events
Filing as of Mar 30, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$120.70B
Top 10% of cohort (national)
Discretionary AUM
$118.63B
Non-discretionary $2.07B
Clients
933
939 accounts
Employees
364
Top 10% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Mar 20, 2000
- Principal office
- 51 MADISON AVENUE, NEW YORK, NY, 10010
- Phone
- 888-474-7725
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $120.70B
- Discretionary AUM
- $118.63B
- Non-discretionary AUM
- $2.07B
- Discretionary accounts
- 928
- Non-discretionary accounts
- 11
- Total accounts
- 939
- AUM per client
- $129.4M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 18 | $1.41B |
| Non-U.S. persons | Fewer than 5 | $57.8M |
| Insurance companies | Fewer than 5 | $1.02B |
| Investment companies | 105 | $116.18B |
| Charitable organizations | Fewer than 5 | $27.1M |
| Pooled investment vehicles | 2 | $1.14B |
| Pension and profit sharing plans | Fewer than 5 | $292.5M |
| Individuals (other than high net worth individuals) | 808 | $572.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11D2
- Q11D4
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.