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NEW YORK LIFE INVESTMENT MANAGEMENT LLC
CRD 109591File 801-57396
APPROVED
Retail clients
Disclosure events
Filing as of Mar 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$120.70B
Top 10% of cohort (national)
Discretionary AUM
$118.63B
Non-discretionary $2.07B
Clients
933
939 accounts
Employees
364
Top 10% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Mar 20, 2000
- Principal office
- 51 MADISON AVENUE, NEW YORK, NY, 10010
- Phone
- 888-474-7725
- Website
- https://www.nylim.jp/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $120.70B
- Discretionary AUM
- $118.63B
- Non-discretionary AUM
- $2.07B
- Discretionary accounts
- 928
- Non-discretionary accounts
- 11
- Total accounts
- 939
- AUM per client
- $129.4M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 18 | $1.41B |
| Non-U.S. persons | Fewer than 5 | $57.8M |
| Insurance companies | Fewer than 5 | $1.02B |
| Investment companies | 105 | $116.18B |
| Charitable organizations | Fewer than 5 | $27.1M |
| Pooled investment vehicles | 2 | $1.14B |
| Pension and profit sharing plans | Fewer than 5 | $292.5M |
| Individuals (other than high net worth individuals) | 808 | $572.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11D2
- Q11D4
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 349 | 364 | increased by15 |
| Apr 1, 2026 | Clients | 1,042 | 933 | decreased by109 |
| Apr 1, 2026 | AUM | $113,162,976,263 | $120,697,893,028 | increased by$7,534,916,765 |
| Apr 1, 2026 | Accounts | 1,047 | 939 | decreased by108 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 329 | 349 | increased by20 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 1,279 | 1,042 | decreased by237 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $110,955,241,841 | $113,162,976,263 | increased by$2,207,734,422 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,281 | 1,047 | decreased by234 |
| Aug 1, 2022 | Clients | 1,294 | 1,279 | decreased by15 |
| Aug 1, 2022 | AUM | $119,005,967,126 | $110,955,241,841 | decreased by$8,050,725,285 |
| Aug 1, 2022 | Accounts | 1,297 | 1,281 | decreased by16 |
| Apr 1, 2022 | Employees | 348 | 329 | decreased by19 |
| Apr 1, 2022 | Clients | 1,161 | 1,294 | increased by133 |
| Apr 1, 2022 | AUM | $105,512,931,728 | $119,005,967,126 | increased by$13,493,035,398 |
| Apr 1, 2022 | Accounts | 1,163 | 1,297 | increased by134 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “NEW YORK” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“NEW YORK” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.