HALTER FERGUSON FINANCIAL INC

CRD 109563File 801-57288

APPROVED

Retail clients

Custody

Filing as of Jul 27, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$705.0M

Above cohort median (national)

Discretionary AUM

$705.0M

Clients

292

1,076 accounts

Employees

Above cohort median in IN

Identity & registration

ADV Item 1

Organization form: Corporation
Firm type: Registered
SEC region: CHRO
Registration date: Feb 18, 2000
Principal office: 13080 GRAND BLVD., SUITE 130, CARMEL, IN, 46032
Phone: 317-875-0202
Website: HTTPS://WWW.LINKEDIN.COM/COMPANY/5428171/

Assets & accounts

ADV Item 5F

Total regulatory AUM: $705.0M
Discretionary AUM: $705.0M
Non-discretionary AUM: $0
Discretionary accounts: 1,076
Non-discretionary accounts: 0
Total accounts: 1,076
AUM per client: $2.4M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Charitable organizations	Fewer than 5	$3.0M
High net worth individuals	194	$649.7M
Pooled investment vehicles	1	$3.8M
Individuals (other than high net worth individuals)	97	$48.3M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Hourly charges
Performance-based fees
A percentage of assets under your management

Advisory activities

Financial planning services
Selection of other advisers
Portfolio management for pooled investment vehicles
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: Yes
Firm Custody Clients: Yes
Firm Custody Securities: Yes
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.