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HALTER FERGUSON FINANCIAL INC
CRD 109563File 801-57288
APPROVED
Retail clients
Custody
Filing as of Jul 27, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$705.0M
Above cohort median (national)
Discretionary AUM
$705.0M
Clients
292
1,076 accounts
Employees
15
Above cohort median in IN
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Feb 18, 2000
- Principal office
- 13080 GRAND BLVD., SUITE 130, CARMEL, IN, 46032
- Phone
- 317-875-0202
- Website
- https://www.lumasenti.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $705.0M
- Discretionary AUM
- $705.0M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 1,076
- Non-discretionary accounts
- 0
- Total accounts
- 1,076
- AUM per client
- $2.4M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | Fewer than 5 | $3.0M |
| High net worth individuals | 194 | $649.7M |
| Pooled investment vehicles | 1 | $3.8M |
| Individuals (other than high net worth individuals) | 97 | $48.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 12 | 15 | increased by3 |
| Apr 1, 2026 | Clients | 274 | 292 | increased by18 |
| Apr 1, 2026 | AUM | $487,810,150 | $704,950,608 | increased by$217,140,458 |
| Apr 1, 2026 | Accounts | 950 | 1,076 | increased by126 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 9 | 12 | increased by3 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 252 | 274 | increased by22 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $343,082,183 | $487,810,150 | increased by$144,727,967 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 752 | 950 | increased by198 |
| Mar 1, 2022 | Clients | 228 | 252 | increased by24 |
| Mar 1, 2022 | AUM | $300,505,318 | $343,082,183 | increased by$42,576,865 |
| Mar 1, 2022 | Accounts | 649 | 752 | increased by103 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “HALTER FERGUSON” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“HALTER FERGUSON” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.