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HORIZON INVESTMENTS LLC
CRD 109552File 801-57316
APPROVED
Retail clients
Filing as of Mar 16, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$8.47B
Top 10% of cohort (national)
Discretionary AUM
$8.29B
Non-discretionary $186.7M
Clients
1,467
1,467 accounts
Employees
76
Top 10% of cohort in NC
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Feb 24, 2000
- Principal office
- 6210 ARDREY KELL ROAD, STE 300, CHARLOTTE, NC, 28277
- Phone
- 704-544-2399
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $8.47B
- Discretionary AUM
- $8.29B
- Non-discretionary AUM
- $186.7M
- Discretionary accounts
- 1,466
- Non-discretionary accounts
- 1
- Total accounts
- 1,467
- AUM per client
- $5.8M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 26 | $7.71B |
| Other investment advisers | Fewer than 5 | $186.7M |
| Pooled investment vehicles | 2 | $32.1M |
| Individuals (other than high net worth individuals) | 1,438 | $538.5M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 74 | 76 | increased by2 |
| Apr 1, 2026 | Clients | 1,481 | 1,467 | decreased by14 |
| Apr 1, 2026 | AUM | $5,357,028,030 | $8,471,813,621 | increased by$3,114,785,591 |
| Apr 1, 2026 | Accounts | 1,481 | 1,467 | decreased by14 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 70 | 74 | increased by4 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 1,725 | 1,481 | decreased by244 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $4,045,965,161 | $5,357,028,030 | increased by$1,311,062,869 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 4,003 | 1,481 | decreased by2,522 |
| Apr 1, 2022 | Employees | 65 | 70 | increased by5 |
| Apr 1, 2022 | Clients | 1,575 | 1,725 | increased by150 |
| Apr 1, 2022 | AUM | $3,409,441,046 | $4,045,965,161 | increased by$636,524,115 |
| Apr 1, 2022 | Accounts | 4,483 | 4,003 | decreased by480 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “HORIZON INVESTMENTS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“HORIZON INVESTMENTS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.