← Directory
KEELER THOMAS MANAGEMENT LLC
CRD 109522File 801-100354
APPROVED
Retail clients
Custody
Filing as of Mar 20, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$305.5M
Below cohort median (national)
Discretionary AUM
$304.6M
Non-discretionary $855K
Clients
132
440 accounts
Employees
12
Below cohort median in UT
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- DRO
- Registration date
- Jun 15, 2015
- Principal office
- 1327 SOUTH 800 EAST, OREM, UT, 84097
- Phone
- 801-226-0800
- Website
- HTTPS://WWW.KEELERTHOMAS.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $305.5M
- Discretionary AUM
- $304.6M
- Non-discretionary AUM
- $855K
- Discretionary accounts
- 436
- Non-discretionary accounts
- 4
- Total accounts
- 440
- AUM per client
- $2.3M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $1.6M |
| Charitable organizations | Fewer than 5 | $1.1M |
| High net worth individuals | 56 | $253.0M |
| Individuals (other than high net worth individuals) | 76 | $49.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 13 | 12 | decreased by1 |
| Apr 1, 2026 | Clients | 295 | 132 | decreased by163 |
| Apr 1, 2026 | AUM | $379,274,089 | $305,501,290 | decreased by$73,772,799 |
| Apr 1, 2026 | Accounts | 839 | 440 | decreased by399 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 14 | 13 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 316 | 295 | decreased by21 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $299,294,201 | $379,274,089 | increased by$79,979,888 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 763 | 839 | increased by76 |
| Mar 1, 2022 | Employees | 15 | 14 | decreased by1 |
| Mar 1, 2022 | Clients | 304 | 316 | increased by12 |
| Mar 1, 2022 | AUM | $259,421,123 | $299,294,201 | increased by$39,873,078 |
| Mar 1, 2022 | Accounts | 908 | 763 | decreased by145 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “KEELER THOMAS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“KEELER THOMAS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.