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HOFFMAN, ALAN N. INVESTMENT MANAGEMENT
Legal name: HOFFMAN ALAN NATHAN
CRD 109454File 801-118227
APPROVED
Retail clients
Filing as of Sep 14, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$187.9M
Bottom 25% of cohort (national)
Discretionary AUM
$187.9M
Clients
75
129 accounts
Employees
1
Identity & registration
ADV Item 1- Organization form
- Sole Proprietorship
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Mar 16, 2020
- Principal office
- Not reported
- Phone
- 617-308-5087
- Website
- HTTP://WWW.ANHINVEST.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $187.9M
- Discretionary AUM
- $187.9M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 129
- Non-discretionary accounts
- 0
- Total accounts
- 129
- AUM per client
- $2.5M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 40 | $173.8M |
| Individuals (other than high net worth individuals) | 35 | $14.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Feb 1, 2026 | Clients | 88 | 80 | decreased by8 |
| Feb 1, 2026 | AUM | $226,837,115 | $183,357,629 | decreased by$43,479,486 |
| Feb 1, 2026 | Accounts | 145 | 137 | decreased by8 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 99 | 88 | decreased by11 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $164,474,700 | $226,837,115 | increased by$62,362,415 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 142 | 145 | increased by3 |
| Sep 1, 2022 | Clients | 95 | 99 | increased by4 |
| Sep 1, 2022 | AUM | $204,400,000 | $164,474,700 | decreased by$39,925,300 |
| Sep 1, 2022 | Accounts | 131 | 142 | increased by11 |
| Feb 1, 2022 | Clients | 87 | 95 | increased by8 |
| Feb 1, 2022 | AUM | $163,748,821 | $204,400,000 | increased by$40,651,179 |
| Feb 1, 2022 | Accounts | 130 | 131 | increased by1 |
| Jun 1, 2021 | Clients | 120 | 87 | decreased by33 |
| Jun 1, 2021 | AUM | $160,393,152 | $163,748,821 | increased by$3,355,669 |
| Jun 1, 2021 | Accounts | 127 | 130 | increased by3 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “HOFFMAN ALAN” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“HOFFMAN ALAN” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.