← Directory
COMPASS FINANCIAL SERVICES
Legal name: COMPASS FINANCIAL SERVICES, INC.
CRD 109441File 801-118466
APPROVED
Retail clients
Custody
Filing as of Apr 28, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$407.4M
Below cohort median (national)
Discretionary AUM
$407.4M
Clients
1,105
1,909 accounts
Employees
12
Above cohort median in IA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Apr 21, 2020
- Principal office
- 4801 WESTOWN PARKWAY, WEST DES MOINES, IA, 50266
- Phone
- 515-327-1020
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $407.4M
- Discretionary AUM
- $407.4M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 1,909
- Non-discretionary accounts
- 0
- Total accounts
- 1,909
- AUM per client
- $369K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $3.7M |
| Charitable organizations | Fewer than 5 | $1.2M |
| High net worth individuals | 317 | $265.3M |
| Individuals (other than high net worth individuals) | 788 | $137.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.