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CAPITAL MANAGEMENT LLC
CRD 109416File 801-55753
APPROVED
Retail clients
Custody
Filing as of Mar 16, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$383.0M
Below cohort median (national)
Discretionary AUM
$348.9M
Non-discretionary $34.0M
Clients
238
516 accounts
Employees
3
Below cohort median in NC
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Jul 24, 1998
- Principal office
- 628 GREEN VALLEY ROAD, SUITE 204, GREENSBORO, NC, 27408
- Phone
- 336-856-2911
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $383.0M
- Discretionary AUM
- $348.9M
- Non-discretionary AUM
- $34.0M
- Discretionary accounts
- 512
- Non-discretionary accounts
- 4
- Total accounts
- 516
- AUM per client
- $1.6M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Insurance companies | Fewer than 5 | $384K |
| Charitable organizations | Fewer than 5 | $1.8M |
| High net worth individuals | 84 | $310.4M |
| Pension and profit sharing plans | Fewer than 5 | $32.5M |
| Individuals (other than high net worth individuals) | 148 | $37.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 231 | 238 | increased by7 |
| Apr 1, 2026 | AUM | $341,919,260 | $382,964,479 | increased by$41,045,219 |
| Apr 1, 2026 | Accounts | 514 | 516 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 194 | 231 | increased by37 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $312,372,723 | $341,919,260 | increased by$29,546,537 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 472 | 514 | increased by42 |
| Apr 1, 2022 | Employees | 4 | 3 | decreased by1 |
| Apr 1, 2022 | Clients | 165 | 194 | increased by29 |
| Apr 1, 2022 | AUM | $276,406,939 | $312,372,723 | increased by$35,965,784 |
| Apr 1, 2022 | Accounts | 449 | 472 | increased by23 |
| Aug 1, 2021 | Employees | 1 | 4 | increased by3 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “CAPITAL MANAGEMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“CAPITAL MANAGEMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.