← Directory
NLG CAPITAL LLC
CRD 109396File 801-57721
APPROVED
Filing as of Mar 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$46.55B
Top 10% of cohort (national)
Discretionary AUM
$46.55B
Clients
10
10 accounts
Employees
54
Top 10% of cohort in VT
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Jul 11, 2000
- Principal office
- ONE NATIONAL LIFE DRIVE, MONTPELIER, VT, 05604
- Phone
- 802-229-3773
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $46.55B
- Discretionary AUM
- $46.55B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 10
- Non-discretionary accounts
- 0
- Total accounts
- 10
- AUM per client
- $4.65B
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 2 | $32.8M |
| Insurance companies | 6 | $46.17B |
| Charitable organizations | Fewer than 5 | $23.8M |
| Pension and profit sharing plans | Fewer than 5 | $319.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Other (described) — AT COST TO AN AFFILIATE
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Selection of other advisers
- Portfolio management for businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 8 | 10 | increased by2 |
| Apr 1, 2026 | AUM | $45,313,893,047 | $46,546,821,614 | increased by$1,232,928,567 |
| Apr 1, 2026 | Accounts | 9 | 10 | increased by1 |
| Feb 1, 2026 | Employees | 44 | 54 | increased by10 |
| Feb 1, 2026 | Clients | 5 | 8 | increased by3 |
| Feb 1, 2026 | AUM | $39,101,160,857 | $45,313,893,047 | increased by$6,212,732,190 |
| Feb 1, 2026 | Accounts | 8 | 9 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 29 | 44 | increased by15 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $35,605,582,058 | $39,101,160,857 | increased by$3,495,578,799 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 7 | 8 | increased by1 |
| Apr 1, 2022 | Employees | 36 | 29 | decreased by7 |
| Apr 1, 2022 | AUM | $33,921,037,118 | $35,605,582,058 | increased by$1,684,544,940 |
| Apr 1, 2022 | Accounts | 8 | 7 | decreased by1 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “NLG CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“NLG CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.