TREK FINANCIAL

Legal name: TREK FINANCIAL, LLC

CRD 109376File 801-58087

APPROVED

Retail clients

Custody

Filing as of Jul 10, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$2.82B

Top 25% of cohort (national)

Discretionary AUM

$2.82B

Clients

4,688

10,768 accounts

Employees

Top 10% of cohort in AZ

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: LARO
Registration date: Nov 15, 2000
Principal office: 8355 EAST HARTFORD DRIVE, SUITE 105, SCOTTSDALE, AZ, 85255
Phone: (480) 483-1510
Website: https://www.facebook.com/empoweredfinancialmanagement

Assets & accounts

ADV Item 5F

Total regulatory AUM: $2.82B
Discretionary AUM: $2.82B
Non-discretionary AUM: $0
Discretionary accounts: 10,768
Non-discretionary accounts: 0
Total accounts: 10,768
AUM per client: $602K

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	24	$106.8M
Charitable organizations	11	$80.1M
High net worth individuals	670	$1.51B
Pension and profit sharing plans	114	$196.4M
Individuals (other than high net worth individuals)	3,869	$932.1M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Hourly charges
A percentage of assets under your management

Advisory activities

Other
Other advisory activities
Financial planning services
Selection of other advisers
Portfolio management for other
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.