TREK FINANCIAL

Legal name: TREK FINANCIAL, LLC

CRD 109376File 801-58087

APPROVED

Retail clients

Custody

Filing as of Jul 10, 2026

Feed vintage Oct 1, 2026

Regulatory AUM

$2.82B

Top 25% of cohort (national)

Discretionary AUM

$2.82B

Clients

4,688

10,768 accounts

Employees

Top 10% of cohort in AZ

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: LARO
Registration date: Nov 15, 2000
Principal office: 8355 EAST HARTFORD DRIVE, SUITE 105, SCOTTSDALE, AZ, 85255
Phone: (480) 483-1510
Website: https://trekrm.com/

Assets & accounts

ADV Item 5F

Total regulatory AUM: $2.82B
Discretionary AUM: $2.82B
Non-discretionary AUM: $0
Discretionary accounts: 10,768
Non-discretionary accounts: 0
Total accounts: 10,768
AUM per client: $602K

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	24	$106.8M
Charitable organizations	11	$80.1M
High net worth individuals	670	$1.51B
Pension and profit sharing plans	114	$196.4M
Individuals (other than high net worth individuals)	3,869	$932.1M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Hourly charges
A percentage of assets under your management

Advisory activities

Other
Other advisory activities
Financial planning services
Selection of other advisers
Portfolio management for other
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To	Change
Apr 1, 2026	Employees	56	55	decreased by1
Apr 1, 2026	Clients	5,035	4,688	decreased by347
Apr 1, 2026	AUM	$2,492,708,552	$2,824,296,229	increased by$331,587,677
Apr 1, 2026	Accounts	11,057	10,768	decreased by289
May 1, 2025 vs Oct 1, 2022	Employees	55	56	increased by1
May 1, 2025 vs Oct 1, 2022	Clients	3,249	5,035	increased by1,786
May 1, 2025 vs Oct 1, 2022	AUM	$1,732,993,604	$2,492,708,552	increased by$759,714,948
May 1, 2025 vs Oct 1, 2022	Accounts	3,249	11,057	increased by7,808
Apr 1, 2022	Employees	39	55	increased by16
Apr 1, 2022	Clients	2,906	3,249	increased by343
Apr 1, 2022	AUM	$1,296,472,233	$1,732,993,604	increased by$436,521,371
Apr 1, 2022	Accounts	5,718	3,249	decreased by2,469
Apr 1, 2021	Registration	—	APPROVED

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “TREK FINANCIAL” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“TREK FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.