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PERSONAL FINANCIAL PROFILES INC
CRD 109327File 801-78068
APPROVED
Retail clients
Filing as of Feb 11, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$335.3M
Below cohort median (national)
Discretionary AUM
$333.9M
Non-discretionary $1.4M
Clients
229
369 accounts
Employees
2
Below cohort median in FL
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- MIRO
- Registration date
- May 20, 2013
- Principal office
- 10100 W. SAMPLE ROAD, SUITE 300, CORAL SPRINGS, FL, 33065
- Phone
- 954-755-8647
- Website
- HTTP://WWW.PFPROFILES.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $335.3M
- Discretionary AUM
- $333.9M
- Non-discretionary AUM
- $1.4M
- Discretionary accounts
- 363
- Non-discretionary accounts
- 6
- Total accounts
- 369
- AUM per client
- $1.5M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 119 | $294.0M |
| Pension and profit sharing plans | 1 | $13.3M |
| Individuals (other than high net worth individuals) | 109 | $28.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.