← Directory
DUMONT & BLAKE INVESTMENT ADVISORS LLC
CRD 109318File 801-56824
APPROVED
Retail clients
Custody
Filing as of Mar 31, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$562.3M
Above cohort median (national)
Discretionary AUM
$544.2M
Non-discretionary $18.1M
Clients
439
858 accounts
Employees
8
Above cohort median in NJ
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Sep 3, 1999
- Principal office
- 731 ALEXANDER ROAD, SUITE 301, PRINCETON, NJ, 08540
- Phone
- 609-514-1899
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $562.3M
- Discretionary AUM
- $544.2M
- Non-discretionary AUM
- $18.1M
- Discretionary accounts
- 801
- Non-discretionary accounts
- 57
- Total accounts
- 858
- AUM per client
- $1.3M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $4.4M |
| Non-U.S. persons | Fewer than 5 | $0 |
| Insurance companies | Fewer than 5 | $0 |
| Charitable organizations | 7 | $9.2M |
| Other investment advisers | Fewer than 5 | $0 |
| High net worth individuals | 205 | $463.4M |
| Banking or thrift institutions | Fewer than 5 | $0 |
| Pension and profit sharing plans | Fewer than 5 | $0 |
| State or municipal government entities | Fewer than 5 | $0 |
| Individuals (other than high net worth individuals) | 223 | $85.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.