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DUMONT & BLAKE INVESTMENT ADVISORS LLC
CRD 109318File 801-56824
APPROVED
Retail clients
Custody
Filing as of Mar 31, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$562.3M
Above cohort median (national)
Discretionary AUM
$544.2M
Non-discretionary $18.1M
Clients
439
858 accounts
Employees
8
Above cohort median in NJ
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Sep 3, 1999
- Principal office
- 731 ALEXANDER ROAD, SUITE 301, PRINCETON, NJ, 08540
- Phone
- 609-514-1899
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $562.3M
- Discretionary AUM
- $544.2M
- Non-discretionary AUM
- $18.1M
- Discretionary accounts
- 801
- Non-discretionary accounts
- 57
- Total accounts
- 858
- AUM per client
- $1.3M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $4.4M |
| Non-U.S. persons | Fewer than 5 | $0 |
| Insurance companies | Fewer than 5 | $0 |
| Charitable organizations | 7 | $9.2M |
| Other investment advisers | Fewer than 5 | $0 |
| High net worth individuals | 205 | $463.4M |
| Banking or thrift institutions | Fewer than 5 | $0 |
| Pension and profit sharing plans | Fewer than 5 | $0 |
| State or municipal government entities | Fewer than 5 | $0 |
| Individuals (other than high net worth individuals) | 223 | $85.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 450 | 439 | decreased by11 |
| Apr 1, 2026 | AUM | $540,831,763 | $562,266,109 | increased by$21,434,346 |
| Apr 1, 2026 | Accounts | 868 | 858 | decreased by10 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 381 | 450 | increased by69 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $504,198,862 | $540,831,763 | increased by$36,632,901 |
| Apr 1, 2022 | Clients | 370 | 381 | increased by11 |
| Apr 1, 2022 | AUM | $425,683,015 | $504,198,862 | increased by$78,515,847 |
| Apr 1, 2022 | Accounts | 818 | 868 | increased by50 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “DUMONT BLAKE” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“DUMONT BLAKE” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.