← Directory
GUTT FINANCIAL MANAGEMENT, LLC
CRD 109270File 801-47978
APPROVED
Retail clients
Disclosure events
Filing as of Jan 22, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$162.1M
Bottom 25% of cohort (national)
Discretionary AUM
$123.5M
Non-discretionary $38.6M
Clients
49
189 accounts
Employees
2
Bottom 25% of cohort in GA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Jan 18, 1995
- Principal office
- 3414 PEACHTREE RD NE, 103 MONARCH PLAZA, ATLANTA, GA, 30326
- Phone
- 404-237-4188
- Website
- HTTP://WWW.GUTTFM.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $162.1M
- Discretionary AUM
- $123.5M
- Non-discretionary AUM
- $38.6M
- Discretionary accounts
- 136
- Non-discretionary accounts
- 53
- Total accounts
- 189
- AUM per client
- $3.3M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 49 | $162.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11C2
- Q11C5
- Q11D4
- Q11D5
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.