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ROEHL & YI INVESTMENT ADVISORS, LLC
CRD 109258File 801-56145
APPROVED
Retail clients
Filing as of Mar 20, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$959.4M
Above cohort median (national)
Discretionary AUM
$953.2M
Non-discretionary $6.1M
Clients
500
1,683 accounts
Employees
16
Top 25% of cohort in OR
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Jan 12, 1999
- Principal office
- 450 COUNTRY CLUB ROAD, SUITE 200, EUGENE, OR, 97401
- Phone
- 541-683-2085
- Website
- HTTP://WWW.ROEHL-YI.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $959.4M
- Discretionary AUM
- $953.2M
- Non-discretionary AUM
- $6.1M
- Discretionary accounts
- 1,677
- Non-discretionary accounts
- 6
- Total accounts
- 1,683
- AUM per client
- $1.9M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 20 | $38.8M |
| Charitable organizations | 8 | $16.8M |
| High net worth individuals | 175 | $772.4M |
| Pension and profit sharing plans | 12 | $9.5M |
| Individuals (other than high net worth individuals) | 285 | $121.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 17 | 16 | decreased by1 |
| Apr 1, 2026 | Clients | 478 | 500 | increased by22 |
| Apr 1, 2026 | AUM | $857,825,360 | $959,361,821 | increased by$101,536,461 |
| Apr 1, 2026 | Accounts | 1,639 | 1,683 | increased by44 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 16 | 17 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 506 | 478 | decreased by28 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $746,574,000 | $857,825,360 | increased by$111,251,360 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,625 | 1,639 | increased by14 |
| Apr 1, 2022 | Employees | 14 | 16 | increased by2 |
| Apr 1, 2022 | Clients | 490 | 506 | increased by16 |
| Apr 1, 2022 | AUM | $494,025,693 | $746,574,000 | increased by$252,548,307 |
| Apr 1, 2022 | Accounts | 1,312 | 1,625 | increased by313 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “ROEHL YI” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“ROEHL YI” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.