← Directory
BROOKLINE INVESTMENTS, INC.
CRD 109239File 801-57057
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Jun 5, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$281.5M
Below cohort median (national)
Discretionary AUM
$274.5M
Non-discretionary $6.9M
Clients
33
33 accounts
Employees
3
Below cohort median in AL
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Dec 16, 1999
- Principal office
- 2830 CAHABA ROAD, SUITE 100, BIRMINGHAM, AL, 35223
- Phone
- 205-263-2332
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $281.5M
- Discretionary AUM
- $274.5M
- Non-discretionary AUM
- $6.9M
- Discretionary accounts
- 32
- Non-discretionary accounts
- 1
- Total accounts
- 33
- AUM per client
- $8.5M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 3 | $4.2M |
| Non-U.S. persons | Fewer than 5 | $0 |
| Insurance companies | Fewer than 5 | $0 |
| Charitable organizations | Fewer than 5 | $0 |
| Other investment advisers | Fewer than 5 | $0 |
| High net worth individuals | 20 | $47.7M |
| Pooled investment vehicles | 7 | $222.5M |
| Banking or thrift institutions | Fewer than 5 | $0 |
| Pension and profit sharing plans | Fewer than 5 | $7.0M |
| State or municipal government entities | Fewer than 5 | $0 |
| Individuals (other than high net worth individuals) | Fewer than 5 | $0 |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Other (described) — PRIVATE FUND INCENTIVE FEES
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Selection of other advisers
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11H1C
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.