NEW ENGLAND CAPITAL FINANCIAL ADVISORS LLC

CRD 109203File 801-57122

APPROVED

Retail clients

Filing as of Mar 27, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$673.0M

Above cohort median (national)

Discretionary AUM

$624.8M

Non-discretionary $48.3M

Clients

1,211

3,067 accounts

Employees

Below cohort median in CT

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: BRO
Registration date: Dec 30, 1999
Principal office: 79 MAIN STREET, SOUTH MERIDEN, CT, 06451-5118
Phone: 203-935-0265
Website: HTTP://WWW.NEWENGLANDCAPITAL.COM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $673.0M
Discretionary AUM: $624.8M
Non-discretionary AUM: $48.3M
Discretionary accounts: 3,052
Non-discretionary accounts: 15
Total accounts: 3,067
AUM per client: $556K

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	Fewer than 5	$1.5M
Charitable organizations	5	$5.0M
High net worth individuals	173	$304.3M
Pension and profit sharing plans	18	$55.8M
Individuals (other than high net worth individuals)	1,012	$306.3M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Hourly charges
A percentage of assets under your management

Advisory activities

Other
Financial planning services
Portfolio management for other
Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.