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COMPASS FINANCIAL ADVISORS LLC
CRD 109131File 801-56002
APPROVED
Retail clients
Custody
Filing as of Mar 26, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$282.5M
Below cohort median (national)
Discretionary AUM
$281.1M
Non-discretionary $1.4M
Clients
659
730 accounts
Employees
9
Below cohort median in IN
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Nov 30, 1998
- Principal office
- 9933 DUPONT CIRCLE DRIVE WEST, SUITE 100, FORT WAYNE, IN, 46825
- Phone
- 260-490-7878
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $282.5M
- Discretionary AUM
- $281.1M
- Non-discretionary AUM
- $1.4M
- Discretionary accounts
- 726
- Non-discretionary accounts
- 4
- Total accounts
- 730
- AUM per client
- $429K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $1.2M |
| Charitable organizations | 6 | $11.0M |
| High net worth individuals | 145 | $147.5M |
| Pension and profit sharing plans | 16 | $32.1M |
| State or municipal government entities | Fewer than 5 | $44.7M |
| Individuals (other than high net worth individuals) | 489 | $46.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.