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DWS INVESTMENTS AUSTRALIA LIMITED
CRD 109112File 801-57743
APPROVED
Custody
Disclosure events
Filing as of Sep 14, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.90B
Top 25% of cohort (national)
Discretionary AUM
$0
Non-discretionary $1.90B
Clients
36
52 accounts
Employees
25
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- HQ
- Registration date
- Jul 14, 2000
- Principal office
- DEUTSCHE BANK PLACE, LEVEL 16, CNR HUNTER AND PHILLIP STREETS, SYDNEY, NSW 2000
- Phone
- 011 612 8258 1234
- Website
- HTTPS://WWW.DWS.COM/EN-AU/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.90B
- Discretionary AUM
- $0
- Non-discretionary AUM
- $1.90B
- Discretionary accounts
- 0
- Non-discretionary accounts
- 52
- Total accounts
- 52
- AUM per client
- $52.8M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Non-U.S. persons | Fewer than 5 | $103.6M |
| Investment companies | 2 | $71.1M |
| Pooled investment vehicles | 18 | $952.6M |
| Pension and profit sharing plans | 14 | $772.4M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11G
- Q11A2
- Q11C1
- Q11C2
- Q11C4
- Q11C5
- Q11D1
- Q11D2
- Q11D4
- Q11D5
- Q11E2
- Q11H2
- Q11H1A
- Q11H1B
- Q11H1C
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 52 | 36 | decreased by16 |
| Apr 1, 2026 | Employees | 28 | 25 | decreased by3 |
| Apr 1, 2026 | AUM | $1,437,455,425 | $1,899,627,832 | increased by$462,172,407 |
| Apr 1, 2026 | Accounts | 50 | 52 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 21 | 28 | increased by7 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 47 | 52 | increased by5 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $2,106,777,137 | $1,437,455,425 | decreased by$669,321,712 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 47 | 50 | increased by3 |
| Apr 1, 2022 | Employees | 19 | 21 | increased by2 |
| Apr 1, 2022 | Clients | 42 | 47 | increased by5 |
| Apr 1, 2022 | AUM | $1,727,932,562 | $2,106,777,137 | increased by$378,844,575 |
| Apr 1, 2022 | Accounts | 42 | 47 | increased by5 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “DWS INVESTMENTS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“DWS INVESTMENTS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.