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RIVERPLACE CAPITAL MANAGEMENT INC
CRD 109079File 801-79970
APPROVED
Retail clients
Filing as of Jul 31, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$267.4M
Below cohort median (national)
Discretionary AUM
$267.4M
Clients
165
352 accounts
Employees
4
Below cohort median in FL
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- MIRO
- Registration date
- Jul 2, 2014
- Principal office
- 1301 RIVERPLACE BLVD, SUITE 2130, JACKSONVILLE, FL, 32207-9032
- Phone
- 904-346-3460
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $267.4M
- Discretionary AUM
- $267.4M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 352
- Non-discretionary accounts
- 0
- Total accounts
- 352
- AUM per client
- $1.6M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 8 | $17.7M |
| Insurance companies | Fewer than 5 | $16K |
| High net worth individuals | 48 | $182.9M |
| Pension and profit sharing plans | Fewer than 5 | $4.9M |
| State or municipal government entities | Fewer than 5 | $11.9M |
| Individuals (other than high net worth individuals) | 109 | $49.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 1, 2026 | Employees | 6 | 4 | decreased by2 |
| May 1, 2026 | Employees | 5 | 6 | increased by1 |
| Apr 1, 2026 | Employees | 7 | 5 | decreased by2 |
| Apr 1, 2026 | Clients | 159 | 165 | increased by6 |
| Apr 1, 2026 | AUM | $236,289,750 | $267,357,835 | increased by$31,068,085 |
| Apr 1, 2026 | Accounts | 350 | 352 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 280 | 159 | decreased by121 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $200,986,846 | $236,289,750 | increased by$35,302,904 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 284 | 350 | increased by66 |
| Apr 1, 2022 | Employees | 6 | 7 | increased by1 |
| Apr 1, 2022 | Clients | 286 | 280 | decreased by6 |
| Apr 1, 2022 | AUM | $163,863,446 | $200,986,846 | increased by$37,123,400 |
| Apr 1, 2022 | Accounts | 276 | 284 | increased by8 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “RIVERPLACE CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“RIVERPLACE CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.