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RICHARD NEY & ASSOCIATES ASSET MANAGEMENT, INC.
CRD 109075File 801-137653
APPROVED
Retail clients
Filing as of Oct 2, 2026
Feed vintage Nov 10, 2026
Regulatory AUM
$192.9M
Below cohort median (national)
Discretionary AUM
$192.9M
Clients
56
96 accounts
Employees
1
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Nov 9, 2026
- Principal office
- Not reported
- Phone
- 626-441-2222
- Website
- Not reported
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $192.9M
- Discretionary AUM
- $192.9M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 96
- Non-discretionary accounts
- 0
- Total accounts
- 96
- AUM per client
- $3.4M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 36 | $153.4M |
| Pension and profit sharing plans | Fewer than 5 | $33.8M |
| Individuals (other than high net worth individuals) | 18 | $5.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Fees as stated in brochure
ADV Part 2A Item 5Loading brochure…
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Nov 10, 2026 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “RICHARD NEY” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“RICHARD NEY” may also match similarly-named firms). Confirm identity against each filing.
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Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.