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ASSETMARK, INC.
CRD 109018File 801-56323
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Sep 14, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$91.76B
Top 10% of cohort (national)
Discretionary AUM
$90.92B
Non-discretionary $838.1M
Clients
456,452
456,453 accounts
Employees
859
Top 10% of cohort in CA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Mar 8, 1999
- Principal office
- 1655 GRANT STREET, 10TH FLOOR, CONCORD, CA, 94520-2445
- Phone
- 800-664-5345
- Website
- HTTP://WWW.ASSETMARK.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $91.76B
- Discretionary AUM
- $90.92B
- Non-discretionary AUM
- $838.1M
- Discretionary accounts
- 456,450
- Non-discretionary accounts
- 3
- Total accounts
- 456,453
- AUM per client
- $201K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 1,985 | $1.96B |
| Insurance companies | Fewer than 5 | $510.0M |
| Investment companies | 2 | $0 |
| Charitable organizations | 1,649 | $909.7M |
| High net worth individuals | 11,731 | $21.85B |
| Pension and profit sharing plans | 4,797 | $3.24B |
| Individuals (other than high net worth individuals) | 436,288 | $62.97B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11C1
- Q11C2
- Q11C4
- Q11C5
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 735 | 859 | increased by124 |
| Apr 1, 2026 | Clients | 410,747 | 456,452 | increased by45,705 |
| Apr 1, 2026 | AUM | $77,412,781,198 | $91,760,148,020 | increased by$14,347,366,822 |
| Apr 1, 2026 | Accounts | 410,749 | 456,453 | increased by45,704 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 667 | 735 | increased by68 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 301,043 | 410,747 | increased by109,704 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $60,116,320,247 | $77,412,781,198 | increased by$17,296,460,951 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 301,043 | 410,749 | increased by109,706 |
| Apr 1, 2022 | Employees | 614 | 667 | increased by53 |
| Apr 1, 2022 | Clients | 253,110 | 301,043 | increased by47,933 |
| Apr 1, 2022 | AUM | $46,986,821,006 | $60,116,320,247 | increased by$13,129,499,241 |
| Apr 1, 2022 | Accounts | 253,109 | 301,043 | increased by47,934 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “ASSETMARK” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“ASSETMARK” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.