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PRINCIPAL ASSET MANAGEMENT
Legal name: PRINCIPAL GLOBAL INVESTORS, LLC
CRD 109002File 801-55959
APPROVED
Retail clients
Custody
Disclosure events
Filing as of May 28, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$427.71B
Top 10% of cohort (national)
Discretionary AUM
$419.25B
Non-discretionary $8.47B
Clients
8,205
8,169 accounts
Employees
1,394
Top 10% of cohort in IA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Oct 26, 1998
- Principal office
- 801 GRAND AVE, DES MOINES, IA, 50392-0001
- Phone
- 800-787-1621
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $427.71B
- Discretionary AUM
- $419.25B
- Non-discretionary AUM
- $8.47B
- Discretionary accounts
- 8,162
- Non-discretionary accounts
- 7
- Total accounts
- 8,169
- AUM per client
- $52.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 951 | $17.26B |
| Non-U.S. persons | 12 | $14.28B |
| Insurance companies | 60 | $145.34B |
| Investment companies | 101 | $150.65B |
| Charitable organizations | 30 | $2.04B |
| Other investment advisers | Fewer than 5 | $0 |
| High net worth individuals | 315 | $969.7M |
| Pooled investment vehicles | 29 | $39.99B |
| Banking or thrift institutions | 37 | $8.50B |
| Pension and profit sharing plans | 578 | $41.04B |
| State or municipal government entities | 78 | $5.54B |
| Individuals (other than high net worth individuals) | 6,014 | $2.11B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Other (described) — CHARGE ON A COST ALLOCATION BASIS TO PRINCIPAL LIFE
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Other
- Other advisory activities
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11D2
- Q11D4
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.